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GS/BFSL 6900 6.00   Regulation of Financial Institutions


Course Description:

This course examines the manner in which Canada regulates financial institutions, including banks, insurance companies, securities dealers and investment fund managers. Among the topics that will be discussed will be the constitutional authority to regulate, the policy approach to regulation, limits on business powers, capital, governance, supervision and anti-money laundering and terrorist financing.

Language of Instruction:

English

Course Schedule:

Fall/Winter 2023-2024 Schedule

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